Tag Archives: mindfulness

Siddhartha’s Existential Crisis/ The Buddha’s Resolution

16 Mar

Siddhartha’s Existential Crisis/ The Buddha’s Resolution
All copyrights are held by the author Rodger R Ricketts, Psy.D.

“He, who injures living beings, is not Noble. He is called Noble, because he is
gentle and kind towards all living beings.” Buddha.
“In the past, monks, and also now, I teach Dukkha and the cessation of Dukkha.”
Buddha

Introduction
This book examines relevant factors, as different from the Traditional texts’
stories, regarding Siddhartha Gautama’s psychological crisis causing him to
leave his home and renounce the secular life at age 29. A primary assertion of
this paper is that the traditional story of the ‘Four Sights’ is allegorical and the
description of Siddhartha’s psychological and emotional response to them is
better understood what modern psychology calls an existential crisis or crisis in
understanding life. An apparent significant factor in his renunciation is that
Siddhartha Gautama and his family were members of the Kshatriya or
warrior/leader caste, and it is a fact which is usually not elaborated on in many
Traditional texts.
Dukkha, or often translated as suffering, was the key element of Siddhartha’s
crisis and is the focus of all Buddhist doctrine in the Four Noble Truths. The
Buddha put suffering as the focus of his inquiry and he taught the doctrine of
The Four Noble Truths; the truth of suffering (Dukkha), the truth of the origin
of suffering (Samudāya), the truth of the cessation of suffering (Nirodha), and
the truth of the Path to the cessation of suffering (Magga). However, in
Buddhist thought there is a wide discussion about the meaning of suffering. In
this book, a definition of Dukkha with its variations will be
provided. Siddhartha’s response to suffering became the impetus for him to
seek a life of renunciation to answer his perplexity about Dukkha and its
cessation.
Finally, Gautama Siddhartha’s original crisis, told in the symbolic story of the
Four Sights, strongly brought the problem of Dukkha to the forefront of his
awareness. This is the significance of the legend from the Four Sights. Their
lesson is that besides ordinary physical and emotional pain, there is a deeper
existential grief and discontent resulting from one’s awareness of life’s inherent
impermanence and groundlessness. Awakening or Enlightenment became the
basis of the resolution of his personal crisis leading to the formulation of the
Four Noble Truths.
Since most people try to understand the Buddha’s teachings from the common
perspective based on duality, substantialism and egotism, suffering is
understood as physical or emotional pain- unhappiness in the sensual,
material, egotistical sense of aversion and disappointments in life. In the past,
when this perspective was used, the Buddha’s teachings were interpreted as a
pessimistic theory due to the impossibility that one can always have or keep
what he/she wants; therefore, the interpretation was ‘Life is Suffering’.
Nonetheless, this is not the teaching of the Buddha.
This paper advocates that instead the Buddha found a solution to existential
sorrow and alienation and the greed and hatred created through being
ignorant of the true nature of life.

Reflections about The Buddha’s Teaching: Seeing Without Illusion

18 Dec

Rodger R Ricketts, Psy.D.

    The Buddha placed primary importance on our thinking and volition. In fact, our difficulties arise when our thinking is unwholesome, in the past and in the present. Our citta or heart/mind is our kingdom or our own mentality. It is our private place where the swirl of thoughts continually passes across our mind. Only you can know what truly goes on there. There is both privacy and the possible control to think the thoughts you want. You can choose which thoughts to accept or refuse. Whichever thoughts you allow will shortly be expressed through your volition in the outer environment. Once you think the thoughts, you cannot take them back. Your choice lies in thinking or not thinking about them in the first place. The more you think unwholesome thoughts, it is like taking a substance that will sicken you both physically and mentally. What your mind dwells on will sooner or later become your ‘world’ and you will attract those energies to you. To entertain and encourage thoughts and feelings of anger, jealousy, resentment, greed, etc., is certain to not only damage your health in some way but also cause a lot of trouble and suffering in your life. So, the Buddha taught you to be Mindful or aware from every moment onwards, to watch even your habitual thinking with utmost care and nurture and promote only wholesome and skillful thinking. May All Beings Be Well and Happy.

The Buddha emphatically declared that the first beginning of existence is something inconceivable. “When this exists, that comes to be; with the arising of this, that arises. When
this does not exist, that does not come to be; with the cessation of this, that ceases, namely: dependent on ignorance, arise volitional formations … and so on … Thus is the ending of this whole mass of suffering.” There is a flux of
psychological and physiological changes, a conflux of mind and body (nāma-rūpa). Anamatagga Saṃyutta, S II 179
‘And even now in physics, they say that ‘Now’ is not something that moves forward but it is the empirically-always-present field of change which is the domain in which events are created. Therefore, the future is always indeterminate and creating new possibilities opening for genuine free will.’ Ruth E. Kastner

The young man said to the Buddha, ‘I will take up the Eightfold Path when I am older, but first I want to enjoy myself and have fun.’ Many people have this idea that by following the Eightfold Path they will be giving up things like intense sense pleasures and self-importance as well as riches and beautiful objects that they will regret not having experienced later. Instead this misses the big picture which is that what one truly comes to sacrifice by personal development through the Buddha’s teachings is selfishness, fear, alienation, insecurity, physical malady, unwholesome pleasures, pride, vanity, doubt, jealousy, self-pity, cravings, anger, hatred, etc. and, instead, what one gains through the Bhavana training includes immeasurably more happiness, peace, joy, compassion, bliss, serenity and vastly improved relationships with all sentient beings as well as oneself. So only giving up things that are not truly worth having and instead of gaining that which is, is the final ample compensation for proceeding diligently on the Eightfold Path until achieving Enlightenment.

The Buddha gave to all a practical method (Eightfold Path) for the development of the mind and heart for the shaping of our lives to eventually achieve Awakening or Enlightenment. He did not teach theology or doctrinal orthodoxy. The Buddha understood that all religious doctrines and theology are human inventions built up by the particular authors out of their own mentalities and foisted on people’s minds from the outside. Instead, The Buddha was the teacher who gave the lessons and, if we so want, we are the ones who practice sincerely what he taught and thereby develop our own insights and knowledge of especially the primary Three Universal Truths of Impermanence, No-Self and the existence of Suffering. In Buddhism, this is entirely a matter that each individual has to settle for him/herself. But if one makes the effort sincerely- the benefits appear immediately.

A wonderful and powerful practice is with especially people we have difficulty with but also all people- when you see or interact with that difficult person imagine seeing their living Buddha Nature and then you will see the layers and type of ignorance with which you are interacting. This practice is good for not only maintaining our own composure but also helps in our judgment of the difficulty of the situation. With metta.

The Realms or Worlds from ‘hell’ to ‘heaven’ are commonly described as extra-human realms but they are also instructive to us when viewed as all our ranges of mental experience created by our conscious as well as non-conscious mental or cognitive processes.

 Whatever we give our attention to is what governs our life – mentally and physically. We have freedom in our ability to choose what we direct and maintain our attention on. What we consistently pay attention to becomes our ‘world’ and habitually dominates it. If we constantly direct our attention on the ever-changing, impermanent outer world we suffer anxiety and uncertainty; if we direct our attention on nothing then nothing, in particular, is expressed in our life with uncertainty and boredom. If we direct our attention to the four divine internal states and eventually arrive at Emptiness we experience happiness/bliss, good health, compassion, wisdom and certainty in the Truth of the Four Noble Truths.

Metta (loving-kindness) is defined as follows: Loving-kindness has the mode of friendliness for its characteristic. Its natural function is to promote friendliness. It is manifested as the disappearance of ill-will. Its footing is seeing with kindness. When it succeeds it eliminates ill-will. When it fails it degenerates into selfish affectionate desire. Eventually, one can begin to practice loving-kindness towards a dearly beloved companion, and then towards a neutral person as very dear, or towards an enemy as neutral. It is when dealing with an enemy that anger can arise, and all means must be tried to get rid of it. As soon as this has succeeded, one will be able to regard an enemy without resentment and with loving-kindness in the same way as one does the admired person, the dearly loved friend and the neutral person. Then with repeated practice, jhana absorption should be attained in all cases. Loving-kindness can now be effectively maintained in being towards all beings.

Ñanamoli Thera

However, those who believe in a soul only too often override the limits set by experience and concern themselves with “something completely unknowable,” as Bertrand Russell says. Moving along these wrong tracks of thought, they readily admit that all cognizable and experiential constituents of the “personality” are subject to constant change, to an unceasing rise and fall; and for that reason, they, of course, cannot be considered as an abiding ego. But it is, so they believe, just from behind or beyond the cognizable and experiential components of the personality that the true eternal self or soul appears which, naturally, must be beyond cognition and experience. What is wrong in such a position and in these conclusions, has chiefly to be attributed to the fact that an empty concept has been raised to the dignity of man’s true essence or core—a concept obtained by mere abstract ratiocination, having nothing in common with observation and experience. The futility of such a play with words has been shown by Kant. For him, a way of thinking that transgresses the limits drawn by experience is playing with ideas, and the alleged vision of something imperceptible is “a poetic fiction transcending everything imaginable, a mere whim.” The Buddha and his monks, however, are no dreamers chasing after metaphysical phantoms. They are sober realists who will not admit such groundless speculations even to the range of their considerations or refutations. Dr. Anton Kropatsch, Vienna

I’ve looked at life from both sides now

From up and down and still somehow

It’s life’s illusions I recall

I really don’t know life at all -Joni Mitchell

This is the true question that the Buddha’s teachings really address – ‘Do I Really Know Life At All?’ And in investigating the question, the answer becomes quite clear- for the uninvestigated mind, No…I don’t. All existence is much too complex, interrelated, and deep for us prideful humans to truly comprehend and indeed mystery is the result. But this is not a defeat but an affirmation of our embeddedness and interrelatedness with All of other existence. Not the folly, alienation, and separateness of the conceit of humans being the supreme being of the universe or even earth but the authentic identification of the true ecological, co-arising nature of all things. You will hear people say, ‘I am trying to find myself.’ But if you want to find yourself, then transcend yourself. When we transcend our-self, we truly find each other and our interconnection with all. We are not alone! Just look around you, there are creatures of life everywhere. If we feel alone, that is our blindness to life all around us, our suffering of alienation created by the illusion of separateness and ‘I’.

The Buddha understood how humans create “conceptual proliferation”- thinking, a representational and abstracting process that they believe and attach to. This is another way to speak about that:
‘When the animals evolved the talent to produce a virtual presence, they acquired a soul.
Then there was a God to be adored.
And an Adam was created.
As the production of virtual presences increases, man’s tie to the Real decreases. Soon, he praises innovation and inhuman courage. He invents thrills and excitement. He relies on myths and mysteries. He downgrades Nature with a reckless chisel. Life becomes the Grand Illusion. With a facility in the manipulation of virtual presences, the primal Superman was born. With perfection in the art, a second Devil took charge. It was then that man came to defy the God. The interminable conflict thrusting the virtual presences against the real intensifies.’ R. G. H. Siu

Upon Awakening the Buddha realized emptiness and the illusion of duality and a substantial Self- the consequences of the ignorance of dualistic thinking is expressed well in the following quote by Professor l. k. Tong-‘And so you opted for the substantialist’s art of self-making, Cutting off all umbilical cords to the Mother of Field-Being. You first dignify yourself in the kingly robes of an independent entity, enthroning yourself in the lonely kingdom of ego-substance. Then with the projective magic of your subjective substantiality, you objectify everything on your way to Godlike rigidity. And with the pointing of the substantializing wand, a bond was broken; a shade of mutuality has withered and waned. Now everything becomes merely external and separate from everything else. External is your objective world, you objectified a God, and your objectified self. Anything you cannot safely possess and control you relegate to the dark side of the Other, the Hell, the objective pole, and condemned it as ugly, or evil. Oh, in carrying your Godlike rigidity to all eternity (as if you were in fact rigidly eternal), you, a virtuoso in dualization, have created the most unhappy situation.’

In the Kalama Sutta, the Buddha said, ‘Now, Kalamas, don’t go by reports, by legends, by traditions, by scripture, by logical conjecture, by inference, by analogies, by agreement through pondering views, by probability, or by the thought, ‘This contemplative is our teacher.’ When you know for yourselves that, ‘These qualities are skillful; these qualities are blameless; these qualities are praised by the wise; these qualities, when adopted & carried out, lead to welfare & to happiness’ — then you should enter & remain in them.’ 
Many honest seekers today of the Truth, like the Kalamas, become confused and worried by the many conflicting and inconsistent sects and theologies that are pronounced daily by so many people calling themselves the ‘light to follow’. The Buddha provided a simple and direct test to guide us to know the truth of his teaching: trust yourself, your own experience, and through your experience of the correct teachings which you have found to be reliable and insightful – follow and use. Those people who are “the wise” will teach with the plan that you will see the benefit for yourself through your experience and transformation and not through blind faith and, therefore, you don’t become a slave to their wisdom, instead, you use your reason, your common sense, and your own experience as the ultimate guide and confirmation. So, you develop insights for yourself ultimately. While you can benefit from reading books and listening to teachers, etc., your true reliance is upon your real understanding created through the real work that must ultimately be done in transforming and purifying our individual mind. In the end, you know for yourself the confirmation of the Buddha’s teachings – there is suffering and the ending of suffering- and this is the only authority needed or desirable.

‘To avoid all evil, to cultivate good, and to purify one’s mind—this is the teaching of the Buddhas.’ (Dhammapada 183.) Throughout human history, innumerable plans and schemes and doctrines have been invented to make people happy, serene, and compassionate by making changes in human’s external conditions while leaving the quality of the mentality untouched and the result has over and over again been the same- failure. The Buddha taught that this failure is so because the very nature of our external existence is only changed by the purification of our conscious awareness. The difficulty for human history and never finding the key to happiness and compassion is that purification of one’s mind takes effort, diligence, and devoted practice to be successful. We must have constant unceasing vigilance and mindfulness to break the old unwholesome mental habits which are so troublesome. The Buddha understood this but also understood the benefits that arise when we do the Eightfold Path with the result of Nibbana. ‘This is peace, this is exquisite — the resolution of all fabrications, the relinquishment of all acquisitions, the ending of craving; dispassion; cessation; Nibbana.’— AN 3.32

To purify our mind as the Buddha taught, we need to release any anger or resentment toward others or our self. When we experience hurt, disappointment, deception, etc, from other people, these feelings sink into our memory and cause inflamed and festering emotional/psychological wounds of anger, resentment and possibly revenge. To purify our mind, we need to forgive. Forgiveness is a conscious, willing decision to release any feelings of resentment or vengeance toward a person or group who has harmed you, regardless of whether they deserve your forgiveness. Forgiveness is difficult and it does not mean condoning or excusing offenses, nor does it obligate you to reconcile with the person who harmed you or releases them from accountability. Instead, forgiveness brings the forgiver peace of mind and frees him or her from corrosive anger and resentment. Forgiveness involves letting go of deeply held negative feelings but also maintaining a feeling of at least neutral goodwill toward everyone who may have injured you in any way. In that way, you recognize the pain you suffered without letting that pain define you, enabling you to heal. By forgiveness, you set yourself free from the attachment to the link that you maintain even mentally to the past and the negativity. Setting yourself free from the attachment, releases you. This includes forgiveness of oneself for actions you did that you now understand were unwholesome and unskillful. Through purification and letting go of the guilt or resentment, happiness and peace will follow as well as increased wisdom and equanimity.

Buddha’s Teaching about Mindfulness

1 Oct

Mindfulness – What the Buddha Taught- Spanish translation

11 Jul

Qué es atención plena R

Psychology and Mindfulness

4 Dec

There have been several attempts to integrate psychology theory with the Buddha’s teachings. For example, the collaboration of Erich Fromm, Zen Buddhist teacher and author D. T. Suzuki and Richard De Martino led to the publication of Zen and Psychoanalysis in 1960. This work represents one of the first serious attempts to effectively blend Buddhist teachings with Psychoanalytic thought. Alan Watts (1961) was also a key figure in some of the more popular efforts at mixing Western forms of psychology and psychotherapy with Buddhist and Daoist approaches. For some contemporary Psychoanalysts, Zen Buddhist meditation remains an acceptable way to explore the unconscious and to bring hitherto unknown or unacknowledged (repressed) desires and material into consciousness awareness (Cooper 2004). Also, clinicians and writers such as Carl Jung, Tara Brach, Jack Kornfield, Joseph Goldstein, Sharon Salzberg, Fritz Perls and Mark Epstein have attempted to bridge and integrate psychology and Buddhism.

With the recent rise of influence of cognitive-behavioral therapy (CBT) in psychology, there has been a fruitful yet limited integration between certain aspects of ‘Buddhist psychology’ and certain parallel areas of psychology. For example, for the control of unwanted, intrusive cognitions, which particularly hinder one’s meditative efforts and can therefore be a major problem, several strategies are recommended; to reflect on an object which is associated with thoughts which are the opposite of the unwanted thought; ponder on harmful consequences or the perils and disadvantages of the thought; one strives not to ignore and distract the unwanted cognition; to reflect on the removal or stopping of the causes of the target thought. Interventions similar to these meditation strategies and techniques are also used for related problems in cognitive-behavior therapy. Thought-stopping, thought-switching, distraction and covert sensitization are all foreshadowed in the meditation techniques.

Another aspect of Buddhist psychology for modern therapeutic purposes lies in the area of prophylaxis. Several Buddhist techniques can have a role to play in the prevention of certain kinds of psychological disorders. For example, training in meditation, leading to greater ability to achieve calmness and tranquility, can help enhance one’s tolerance of the numerous inevitable stresses in modern life. With meditation one can achieve a degree of

immunity against the psychological effects of stress and frustration. The facility and skill in self-monitoring one can acquire with the aid of mindfulness meditation can provide a valuable means of self-control. The role of self-monitoring is well-documented in the self-regulation of behavior. The overall self-development that Buddhism encourages and recommends also has something to offer for prevention purposes. Some of the meditation exercises and other personal development behaviors found in

Buddhism can potentially enable a person to develop a positive outlook on life and patterns of response, which, in turn, will help cope with the problem of living; by enabling greater calmness and assurance, and with reduced vulnerability to common psychological disorders. A positive modern wellness program can easily incorporate many of the practices of the Eightfold Path.

Recently, another Buddhist meditation practice called Mindfulness has grown in usage and popularity in both the medical and psychological fields. Now there are many programs offering Mindfulness training to the general public with assertions that Mindfulness can help reduce negative thinking and habits and increase positive experiences and thinking – to name a few. Mindfulness has become a treatment for depression, anxiety and reducing stress and relapses (Williams, Teasdale, Segal, Kabat-Zinn 2007). However, these adaptations of mindfulness are being used to reduce our stress, to make us less depressed, more fulfilled and happy but are rarely requiring us to make the necessary life changes that the accompanying practices of the Eightfold Path require. Remember in Buddhism meditation is not a standalone practice but is closely intertwined with the wisdom and ethical practices. As a consequence, Buddhism has mistakenly become part of a secular quest for happiness even though the Buddha‘s understanding of happiness was radically different. The Buddha’s teachings addressed suffering and cessation of suffering. He consistently taught that the pursuit of happiness based upon our erroneous and pre-awakened understanding of the world with our craving for sensory delights and distractions was at the heart of our problems. The Buddha taught that in the eyes of the awakened the very things we consider to be the sources of our happiness are actually the very sources of our misery. Not surprisingly the aspects of Buddhism which appear to be most popular in the West have little or nothing to do with renunciation and more to do with ‘enhancing’ life and seeking personal fulfillment. As a consequence the Buddha’s teachings become ignored by our sense of entitlement to happiness often irrespective of our moral conduct.

Indeed, examples of this entitlement to happiness are easily found on Mindfulness websites by psychotherapists and psychologists on the application of mindfulness to psychotherapy: “The practice of meditation and mindfulness will clear away the dullness of being on autopilot and free you to live more fully than you ever have before.”; “LIBERATE your true Self and discover inner balance, wellbeing and happiness as well as RESPOND to life and relationships with greater intelligence, creativity, intuition and compassion.” and “The more we increase mindfulness, the more we increase happiness.” Also we are often reminded that mindfulness was originated by the Buddha, -“Mindfulness meditation, as it is called, is rooted in the teachings of a fifth-century B.C. Indian prince, Siddhartha Gautama, later known as the Buddha” – and all cite meditation ( ‘non-judgmental awareness of the now’) as the sole technique to be used. Quite different from the Buddha’s original teachings, these psychotherapeutic/wellness adaptations of mindfulness are usually presented independent of any ethical/moral requirements and instead emphasize an amoral immediacy of being. While, in fact, Buddhist meditation is supported by the factors of ethical training as taught in the Noble Eightfold Path. The eight factors complement each other and are an integrated practice. Therefore, if psychotherapists and researchers want to clearly apply the use of meditation as in Buddhist practice, with its accompanying positive results, they need to look at how all factors of the Eightfold Path are involved and how this complete package would have a positive effect on wider diagnostic categories of clients of psychotherapy being now treated with the intervention of mindfulness.

Mindfulness in popular western psychology has now only become yet another coping mechanism for dealing with the stresses of modern life. While the central teachings of the Buddha and the original purpose of cultivating mindfulness was to reach full and complete awakening; to completely overcome ignorance, hatred and craving and to put an end to suffering. While, as in the similarity of meditative techniques and other cognitive-behavioral techniques, there is a complementary aspect which can enhance each other, another problem with the current popular psychologizing of mindfulness is the name of the meditation that the Buddha originated is being converted and misrepresented into something very different. This is harmful as the Buddha’s message of Awakening is lost as it becomes represented as the rush for happiness and self-fulfillment.

The Buddha was not a psychologist and there is a real risk that the psychologizing of the Buddha’s teachings does a great disservice to, and distorts, the original purpose of them and, specifically, reduces the practice of mindfulness to a self-centered pursuit more concerned with allowing us to have more productive and intense experiences than the original purpose which was for us to reach awakening, to overcome ignorance, hatred and craving and to put an end to our suffering and re-birth. Psychologizing the Buddha’s teachings can twist and subvert them into a mental health gimmick, and thereby prevent them from introducing the sharply alternative vision of life they are capable of bringing us. In fact, beyond some positive interaction and influence that Buddhist psychology can have on modern psychology, as mentioned above, it is neither feasible or desirable to assume that the two systems in their entirety can ever be integrated because the highest goal of psychology/psychotherapy is limited to various forms of psychological adjustment, higher functioning or promoting self-actualization and individual fulfillment and these are simply not what the Buddha wanted us to understand. In fact, those goals are merely band aids for the deeper problem which is our suffering due to the ignorance of our pre-enlightened existence.

What IS Mindfulness? A Perspective as Taught by the Buddha.

19 Jul

There is a discrepancy between the teachings of the Buddha on Mindfulness and the definition of Mindfulness as stated in much of the current psychology articles as well as a continuing confusion among psychologists regarding the original intent of the use of Mindfulness and the modern popular one. Several examples of well-known phrases define mindfulness as: paying attention in a particular way; on purpose, in the present moment, and non-judgementally; involves a kind of non-elaborative, non-judgemental, present-centered awareness in which each thought, feeling, or sensation that arises in the attentional field is acknowledged and accepted as it is; and finally, the practice of meditation and mindfulness will clear away the dullness of being on autopilot and free you to live more fully than you ever have before. This blog is an exploration of what the Buddha really intended in the practice of Sati (the Pali word for mindfulness), as different from the previous definitions.
The Buddha was the originator of the practice of Sati and it is clear that he meant meditation as the “Royal Road” for all people to potentially attain a transpersonal psychological experience named enlightenment, or awakening. In Buddhism, meditation is more often referred to as bhavana or mental culture, which emphasizes the holistic nature of mental cultivation associated with the Buddha’s Eightfold Path. Mindfulness is one of the eight factors of the Eightfold Path. For a fuller explanation of the Buddha’s teachings from a cognitive science perspective, I recommend my book, The Buddha’s Teachings: Seeing without Illusion (revised edition, 2013).
The Eightfold Path is the Buddha’s goal-oriented program with specific systematic procedures or instructions for psychological transformation. Like any learning program, there is advancement from basic to more refined concepts and practices. The beginning of the Eightfold Path is Right View, or perspective, and it is an orientation to the values and ideas of the program as presented in the Four Noble Truths. This is crucial, as the conceptual Right View gives the basic foundation and principles of the Buddha’s teachings. It is the correct framework of the problem and how to solve it; therefore, the Right View gives direction and coherence to the program rationale.
The next factor of the Eightfold Path is Right Effort. The Buddha taught from his enlightenment to his passing away to “strive with earnestness”. So fundamental was this teaching, that these are reported to be his last words. He also said, “All wholesome things are founded on earnestness, converge on earnestness, and so earnestness is to be considered as the most important of all. Clearly to reach any goal, whether psychological, academic, commercial, etc., and to earnestly practice any program, requires energy, and in the case of the Eightfold Path, Right Effort concerns making conscious practices to positively shape cognitions and thoughts and, therefore, the mental world.” Right Effort in Buddhism is commonly ranked in an ascending order from: (1) Prevent unwholesome mental states. (2) Abandon unwholesome mental states. (3) Arouse wholesome mental states. (4) Maintain and perfect wholesome mental states.
Mind training through these four interventions takes time and effort. Right Effort is also considered “right endeavouring” and it is the Buddhist practitioner’s continuous effort to keep his or her mind free of thoughts that might impair or be a hindrance to their ability to put into practice the other elements of the Eightfold Path which can eventually lead to enlightenment. Right Effort includes the skilful, appropriate, and balanced exertion of energy and intensity that is needed for different skill applications as they arise.
Now that one has the right schema and intentions as well as a willingness to skilfully exert a balanced effort, the next three path factors of Sila, or moral discipline, become the focus; these are: Right Speech, Right Action, and Right Living. These factors of Sila interact and support each other, and while outwardly are actions of kindness and benefit to others, are in fact, by controlling one’s behaviour, also modulating one’s thinking and training one’s cognitions. For it is impossible for unwholesome actions to originate from wholesome thoughts and vice versa. We have seen that in Right Effort, the four rankings of cultivation of wholesomeness and their application to Right Sila is obvious. To practice Right Speech in a wholesome and kind manner, we must, for example, prevent and eliminate speaking with the unwholesomeness of anger, slander, and deceit.
At this point along our journey on the Path, we are following the program of the Buddha to begin to purify our minds with wholesomeness and to use skilful actions through the practice of Sila. We have more trust and confidence in the program because we see the beneficial results of our becoming happier, having a better relationship with the world, and experiencing uplifting and positive thinking. Therefore, we continue to exert a balanced effort into the application of wholesome “right” skills to achieve further positive results.
So now we are ready to move into another phase of the path, and that is Right Concentration, or meditation, which in Pali is known as Samma Samadhi. Right Concentration is intensified concentration that results from a deliberate intention and mental effort to raise the mind to a more purified level of awareness. The main function of Samadhi, as wholesome concentration, is to collect the ordinary scattered stream of mental states to create a unified mental state. The mind trained in concentration can remain absorbed on one point without distraction and this induces the more serene mind to better insight. Traditionally in Buddhist meditation, one passes through the eight “Divine Jhanas” which are fully immersed meditative states of profound stillness, and which in the end one experiences the height of mental concentration. However, this experience still lacks the wisdom of insight and is not sufficient for gaining enlightenment.
Next (while not in a strictly linear sense but for ease of discussion) we need to adopt the skill of Right Mindfulness. In our present, hypothetical scenario, we would now be working the Buddha’s program well. We have a “right” perspective, desire, effort, energy, and intention to skilfully maintain wholesome thoughts and behaviors; we can now collect our ordinarily scattered stream of mental states and create a unified mental state. This induces an open and serene mind more available to insight as we strive to be honest and objective with ourselves about our intentions. However, to not only gain and practice new skill applications but also generalize and maintain any previous “right” skills acquisition, one needs also to be able to become heedful, maintain a balanced, watchful mind, and be aware of oneself in an objective, non-attached mindful manner; to do this is a vital factor in the Buddha’s program of mental purification.
We can now see that the function of Right Mindfulness is not only observation and attentiveness, but also the skill of discrimination, refinement, and maintenance between having wholesome vs. unwholesome and skilful vs. unskilful thoughts, feelings, and behaviour, and the integration of all skill acquisition with the other right factors of the Eightfold Path. An example of this is shown by the explanation of the Buddha:
“One is mindful to abandon wrong view & to enter & remain in right view. This is one’s right mindfulness…
One is mindful to abandon wrong resolve & to enter & remain in right resolve: This is one’s right mindfulness…
One is mindful to abandon wrong speech & to enter & remain in right speech: This is one’s right mindfulness…
One is mindful to abandon wrong action & to enter & remain in right action: This is one’s right mindfulness…
One is mindful to abandon wrong livelihood & to enter & remain in right livelihood: This is one’s right mindfulness…” — MN 117
The commentary of a verse in the Dhammapada further explains:
“The wise person is always mindful. Through this alertness he discards the ways of the slothful. The monk, as the seeker after the truth, is frightened of mindlessness because he knows that if one is unmindful, one is caught up in the unending suffering of samsara. Therefore, he forges ahead diligently and mindfully burning away those bonds that fetter people to worldliness.”
We see clearly that Right Mindfulness has the function of not only present moment awareness, but more importantly, self-regulation. In fact, often in the Dhammapada the word “heedfulness” or “heedful” – which means having or showing a close attentiveness to avoid danger or trouble – is substituted for “mindfulness”.
Throughout the suttas or Buddhist texts, it is clear that Buddha taught a skills acquisition, goal oriented, introspective bhavana or mental cultivation program. We can say it is an introspective program, because its primary orientation is the observation and examination of any number of one’s own mental states, including sensory, bodily, cognitive, emotional, and so forth. Regarding mental cultivation, the Buddha said, “The training of the mind is good, a mind so tamed brings happiness”, “The tame mind brings bliss”, “All that we are is the result of what we have thought; it is founded on our thoughts, it is made up of our thoughts”, and finally, “We will develop mindfulness immersed in the body. We will pursue it, hand it the reins and take it as a basis, give it grounding, steady it, consolidate it, and undertake it well. That is how you should train yourselves.” Here the taming of the mind that the Buddha is talking about is actualized through mindfulness, which has a function similar to that of the trainer who tames an unruly animal.
Therefore, what is being discussed in the early Buddhist description of mindfulness is not a passive, sense-based, non-judgemental skill, but more accurately involves metacognition. Metacognition engages in self-reflection and refers to a regulation of cognition or a level of thinking that involves active control over the processes of thinking that are especially used in learning, and it enhances problem solving ability. Metacognitive regulation refers to processes that coordinate cognition. These include both bottom-up processes called cognitive monitoring (e.g., error detection, source monitoring in memory retrieval) and top-down processes called cognitive control (e.g., conflict resolution, error correction, inhibitory control, planning, resource allocation) (Nelson & Narens, 1990; Reder & Schunn, 1996). Metacognition is closely related to executive function, which involves the ability to monitor and control the information processing necessary to produce voluntary action. Metacognition refers to any knowledge or cognitive process that monitors or controls cognition.
Metacognitive skills have been identified as: Planning the appropriate selection of learned strategies; the correct allocation of psychic resources that affect learning; self-monitoring of understanding and task performance; and finally, evaluating or appraising the final results of a task and the efficiency at which the task was performed. Other metacognitive skills or executive functions are maintaining motivation and effort to see a task to completion, and the ability to become aware and skilfully intervene when both distracting internal and external stimuli occur. Engaging in self-reflection or introspection enhances metacognition through monitoring lapses in knowledge and addressing them, or through judging knowledge availability and feelings of accuracy. Right Mindfulness, understood as Metacognition, plays a critical role in successful “right” skills acquisition, “right” skills consolidation and application training, and the generalization and maintenance of the right factors of the Eightfold Path.
So to summarize, mindfulness as metacognition involves both executive management and strategic knowledge. Executive management processes involve planning, monitoring, evaluating, and revising one’s own thinking processes and products, while strategic knowledge involves knowing what (factual or declarative knowledge), knowing when and why (conditional or contextual knowledge), and knowing how (procedural or methodological knowledge). “Both executive management and strategic knowledge metacognition are needed to self-regulate one’s own thinking and learning” (Dunlosky, J. & Bjork, R. A. Eds). H. J. Hartman (2001) has written about other benefits of mindfulness, such as, “promoting executive-level functioning in detecting when the mind has wandered (meta awareness) further reduces lapses in attention. Mindfulness practice promotes a form of meta-cognitive insight of learning to emotionally disengage from distracters (frustration; anxiety). This form of top-down cognitive control leads the Mindfulness practitioner to more readily focus on the present task leading to better performance.”
Now that we have explored briefly the idea that mindfulness is really describing metacognition and executive function which includes the abilities that help us learn new information, remember and retrieve information we’ve learned in the past, and use this information to solve problems of life, let’s see more examples of this idea in Buddhist writings. The early Buddhist definition of Sati as memory is indicated by such terms as: calling to mind; remembrance; bearing in mind; and recollection. In the Dhammapada, mindfulness is compared to the treasurer of a king who reminds the king of the royal possessions in detail, daily, at night and in the morning. Also, the mindfulness of the aspirant to enlightenment reminds them of Virtue, Concentration, and Wisdom, which constitute the three pillars of the teachings of the Buddha. The value of the recollected activity of mindfulness is seen in the increasing awareness of the essentials of “right” living in the aspirant’s mind, and the growing strength of purpose for realizing these within him or herself.
Thānissaro Bhikkhu also emphasizes the memory aspect in this comment: “As he [the Buddha] defined the term, right mindfulness is not bare attention. Instead, it’s a faculty of active memory, adept at calling to mind and keeping in mind instructions and intentions that will be useful on the path. Its role is to draw on right view and to work proactively in supervising the other factors of the path to give rise to right concentration, and in using right concentration as a basis for total release.” So, mindfulness is the bringing or keeping of something in (to) awareness, but it is not solely awareness. Mindfulness can be used to bring any mental quality to mind.
Bhikkhu Bodhi offers us another perspective of mindfulness and its function as executive function: “There are certainly occasions when the cultivation of mindfulness requires the practitioner to suspend discrimination, evaluation, and judgment, and to adopt instead a stance of simple observation. However, to fulfill its role as an integral member of the eightfold path, mindfulness has to work in unison with right view and right effort. This means that the practitioner of mindfulness must at times evaluate mental qualities and intended deeds, make judgments about them, and engage in purposeful action.”
In Satipatthana, The Direct Path to Realization, Venerable Analayo wrote that we need to distinguish clearly between a first stage of observation and a second stage of taking action. Calmly assessing a situation without immediately reacting enables us to undertake the appropriate action. Thus, Sati provides the information for the then wise use of Right Effort, and it will oversee the countermeasures by noting if these are right and balanced, not too much or too little.
Soma Thera, in his short book, The Way of Mindfulness, The Satipatthana Sutta and Its Commentary (1998), it is also quite clear that mindfulness involves what we are now referring to as metacognition and executive functions. To quote at length: “Mindfulness is the activity that takes care of the mind and protects it. It is compared to a wagon driver who ties the oxen to the wagon’s yoke, greases the axle, and drives the wagon, making the oxen go gently. In this activity mindfulness looks to the smooth working and movement of the mind and takes notice of the processes both skilful and not, taking place in the consciousness. In the more complex forms it is the selective and integrative action of the mind. The selective activity has been compared to the work of the Chief Adviser of a King. As the Adviser is instrumental in distinguishing the good from the bad, and in getting the good and avoiding the bad, so mindfulness distinguishes the worthy from unworthy things, avoids the unworthy and obtains the worthy.
The integrative character of mindfulness is like the Minister-of-all-work of a King. He is wanted in putting through every project of the King. He is commissioned to organise and combine the workers and execute the tasks. Mindfulness is also like that Minister. It is the organizing activity of the mind necessary for the development of wholesome states of consciousness. It combines the various other qualities which compose those states, puts them to their appropriate tasks and keeps them in proper working order. By the strength of integrating mindfulness a conscious state of skill functions harmoniously and becomes a well-knit unity. This activity of mindfulness makes the work of the aspirant complete at every stage of his progress. Integrating mindfulness sees all lacks and deficiencies, brings in the needed qualities and suitably applies them. It is called the highest wisdom of mindfulness [parama satinepakka], and constitutes the core of the Mindfulness that is included in the Real Way [Ariya Magga Pariyapanna Sati], of the Way Factor of Mindfulness [Sati Magganga] and of the Enlightenment Factor of Mindfulness [Sati Sambojjhanga]. It is Right Mindfulness [Sammasati] in the full sense of the term.”
Other, shorter quotes from Soma Thera’s book that indicate the executive function of mindfulness include:
“That it is mindfulness that holds things together in the mental flux, brings them up, and prevents them from floating away, getting submerged, forgotten and lost. Without mindfulness there will be no reconstitution of already acquired knowledge and consciousness itself would break in pieces, become fragmentary, and be unable to do properly the work of cognition.”
“Strong mindfulness ignores the unnecessary, by adhering to the center of the business in hand, and extends its view to important peripheral conditions, with a wide spreading watchfulness resembling that of the sentinel on a tower scanning the horizon “for the glint of armour. By such a balance between width and depth mindfulness steers clear of the extremes of lopsided vision and practice.”
“In the sense of overcoming mental conflict, and in the sense of getting rid of all unclarity, all incapacity to judge aright and indefiniteness due to mental unquiet, mindfulness is a controlling faculty [indriya]. The controlling faculty of mindfulness makes for the absence of confusion [asamussanata] and produces lucidity of thought, sound judgment, and definiteness of outlook. Mindfulness accompanied by keen understanding appears as the controlling faculty of mindfulness.”
“Mindfulness accompanied by sustained energy is mindfulness considered as a spiritual power [bala] and is the quality of earnestness [appamada] which destroys the wavering of negligence [pamada]. Negligence is the wandering of the mind in objects of fivefold sense-pleasure, repeatedly: it is the absence of thoroughness, of perseverance, and of steadfastness in doing good; the behavior that is stuck in the mire of worldliness; the casting aside of the desire to do what is right; the casting aside of the duties which belong to one; the absence of practice, development, and increase of wholesome qualities; the lack of right resolve, and the want of application. Earnestness is the opposite of all that negligence connotes. According to meaning, earnestness is the non-neglect of mindfulness [atthato hi so satiya avippavaso]. Indeed, earnestness is the name for mindfulness that is always active, constantly at work.”
To conclude our discussion, we have seen that contrary to the simplistic, popular definitions of mindfulness, Sati is really considering the executive functions and metacognition of the learning program called the Eightfold Path. In other words, the early Buddhist definition of mindfulness as memory, which is an executive function, is indicated by such definitions as: calling to mind; remembrance; bearing in mind; and recollection. We have seen that to proceed on the Eightfold Path, practitioners need to assess whether or not retrieved information is relevant to the life experience they are trying to skilfully master. “Successful differentiation of relevant from irrelevant memories is key to problem solving, planning, and other complex tasks. Planning requires reflecting on which course of action is necessary to achieve a goal, and as such planning is part of metacognition” (Brown, Bransford, Ferrara, & Campione, 1983). Action planning requires establishing both a main goal (enlightenment) and a hierarchy of sub-goals that must be satisfied for the main goal to be obtained (ethical behaviour, concentration, learning the Four Noble Truths, etc.). The main goal usually guides the sub-goals, which is considered Right View. So we can adopt a definition of mindfulness as a method by which we skilfully and intentionally focus our attention on our behaviors, perceptions, feelings, thoughts, and mental phenomena in the present moment, with the right intention of purifying the mind as prescribed in the Eightfold Path.